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Royal Commission - What Can Be Done To Help Advice? Royal Commission - What Can Be Done To Help Advice? Royal Commission - What Can Be Done To Help Advice?

by

What action can be taken to clean up the industry and help rid it of the advisers and practices that are contributing to the demoralising perception it has in the minds of the general public.

Royal Commission - Who Will Pay? Royal Commission - Who Will Pay? Royal Commission - Who Will Pay?

by Adviser Ratings

While the revelations mount, one positive is that discussions have sprung up all over the place about the industry’s shortcomings and the structural obstacles in place that may prohibit the industry from moving forward.

Royal Commission – FPA And AFA Under The Pump Royal Commission – FPA And AFA Under The Pump Royal Commission – FPA And AFA Under The Pump

by Adviser Ratings

The royal commission today looked at the major financial advisory membership associations, the FPA and the AFA. The particular focus was about what role the organisations have with regard to policing adverse behaviour by their members and the extent…

Ask an Adviser - Purchasing Equities In Your Childs Name Ask an Adviser - Purchasing Equities In Your Childs Name Ask an Adviser - Purchasing Equities In Your Childs Name

by See from WA

I want to purchase some equities in the name of my son and want to keep my name also on the investment until he is older. How do I do this?

Drama at the Royal Commission Drama at the Royal Commission Drama at the Royal Commission

by Adviser Ratings

Even with a day off for Anzac Day, this week at the banking royal commission saw more drama than you could poke a stick at. Along with the expected revelations about industry failures, we also saw a celebrity adviser go down in flames and even a…

Royal Commission - Criminal Charges Against AMP Recommended Royal Commission - Criminal Charges Against AMP Recommended Royal Commission - Criminal Charges Against AMP Recommended

by Adviser Ratings

Shockwaves were sent out through the finance community on Friday when it was recommended that AMP face criminal charges. The commission is open to find that AMP breached the Corporations Act by making “material” and “deliberate” attempts to mislead…

Licensee Case Study – Dover Financial Advisers Licensee Case Study – Dover Financial Advisers Licensee Case Study – Dover Financial Advisers

by Adviser Ratings

The travails of the licensee ‘Dover Financial Advisers Pty Ltd” during the recent public hearings at the royal commission have sparked great interest and generated a lot of media attention. We take a look at some of the things that makes Dover…

A Novel on Financial Advice - Book Launch A Novel on Financial Advice - Book Launch A Novel on Financial Advice - Book Launch

by Adviser Ratings

Adviser Ratings were lucky enough to attend the book launch of Vanessa Stoykov's book, ‘The Breakfast Club for 40-Somethings’. After two decades in the finance industry, Vanessa has combined her passion for finance and storytelling in her debut…

How Financial Wellbeing Fits Into Our Hierarchy Of Needs How Financial Wellbeing Fits Into Our Hierarchy Of Needs How Financial Wellbeing Fits Into Our Hierarchy Of Needs

by Luke Mase

Whether we like it or not, money is a fundamental part of our society. So why wouldn’t increasing our financial wellness be considered a top priority?