ASIC's Approach To Code Regulation; Congress Controversy and Dover Findings

ASIC continues there attempt to clarify their approach to regulation with statements at the FPA Congress that should ease adviser concerns, particularly around compliance to the ethics code beginning on January 1 next year. Meanwhile, at the same event a guest speaker generated controversy before he even spoke; and in other news, the Federal Court of Australia has found Dover Financial Advisers engaged in false, misleading or deceptive conduct.